Exemptions for Everyone

Getting started in managed futures is easier than you think! Oone of the many available exemptions with a well-planned strategy is all you need.  

Investment advisors, broker dealers, professional associations and investment clubs can benefit from CFTC Section 4.13 (a) Part (2) of the Commodity Exchange Act. Limited Partnerships can be $200,000 or less with 15 people or under. We build private label, limited risk investments for appropriate unaccredited investors. 

Most other exemptions are for accredited investors (cfr4.7). Partnerships are a security. They are filed under Regulation D and comply with Securities, State Uniform Partnership Law, IRS & your industry regulations. 

General Securities Representatives can offer managed futures/option investments without futures registration, if their only activity is referring business to Series 3 registered people. 

Potential Upside

A profit center in managed futures is leveraged to access new marketplaces for your traditional services!  Exempt partnerships are easily re-established into multi-million dollar offerings as your business grows. You also have access to services offered through our affiliate program.

Partnerships are perfect "service accessory" for  those heavily involved in traditional investments. 

Link to the Business Development Mini course

Link to Compliance and Legal to Research Exemptions